Remarks at the Economic Club of New York - SEC.gov
Jul 12, 2017 · The Club has established itself as an esteemed, non-partisan forum for economic discourse. It is an ideal place to discuss policy of the U.S. Securities and Exchange …
Remarks to the Economic Club of New York - SEC.gov
Sep 9, 2019 · I am grateful to be back. The Economic Club is where I gave my first public speech as SEC Chairman in July 2017. In that speech, I discussed the principles that would guide my …
At the SEC: Nothing but Crickets Remarks at SEC Speaks
Apr 2, 2024 · I welcome your input in refining my suggestions to restore trust and fluid communication between the public and the SEC. In her book following her tenure as a …
“The SEC after the Financial Crisis: Protecting Investors, Preserving ...
Jan 17, 2017 · My bottom line: for the SEC to be a strong market regulator, wiser from the experience of the financial crisis, we must be ready to use the full array of tools available to us …
Temporarily Terrified by Thomas: Remarks on Private Credit
Oct 15, 2024 · Before I begin, I must remind you that my views are my own as a Commissioner and not necessarily those of the Securities and Exchange Commission or my fellow …
4. When am I required to update my Form ADV? SEC- and State-Registered Advisers: Annual updating amendments: You must amend your Form ADV each year by filing an annual …
IAPD - Investment Adviser Public Disclosure - Homepage
IAPD provides information on Investment Adviser firms regulated by the SEC and/or state securities regulators
Subsidiaries of Wyndham Worldwide Corporation - SEC.gov
Delaware Wyndham Worldwide Corporation Subsidiary List NAME JURISDICTION WHM St. Thomas, Inc. U.S. Virgin Islands Winemakers Club Pty Ltd Australia Wingate Inns …
SEC.gov | EDGAR Full Text Search
Search and access full text of electronic filings for Benco, LLC on SEC's EDGAR database.
“Isaac Newton to AI” Remarks before the National Press Club
Jul 17, 2023 · In finance, there are potential benefits of greater financial inclusion and enhanced user experience. When Newton pondered the laws of gravity, he thought of the micro, the …